The BPP University LLM (Financial Regulation and Compliance) focuses on the law and practice relating to the regulation of investment business in the United Kingdom from the perspective of compliance. The core module on financial regulation and compliance
- London, United Kingdom
- Program Type:
- Study Abroad
- Degree Level:
- Academic Year, Fall Semester, Spring Semester, Winter Semester
- Program Description:
- This programme is aimed at those either already working in compliance, as a lawyer or compliance officer, those engaged in regulatory and supervisory activities and practicing lawyers – and, of course, those who aspire to becoming such. BPP Law School has been designated by the Chartered Institute for Securities & Investment (CISI) as a centre of excellence in the law of financial regulation and compliance. This means that when you graduate with this LLM you will be eligible for full student CISI membership and will qualify for the award of the CISI Diploma in Investment Compliance* in addition to the LLM.
The BPP University LLM (Financial Regulation and Compliance) focuses on the law and practice relating to the regulation of investment business in the United Kingdom from the perspective of compliance. The core module on financial regulation and compliance addresses the regulatory and legal environment within which persons authorised to conduct investment business operate. It also focuses on the particular role of compliance in the control and management of primary legal and regulatory risks. It is therefore far more than a programme on compliance. It is taught by practitioners and addresses the practical and problematic issues – including, for example, the personal exposure of compliance officers to legal and regulatory risk and the relevant law and practice to the exposure of financial intermediaries and their advisors to the legal risks, both criminal and civil, in handling other people’s wealth.
To ensure you get the most from your study, modules are taught with a mix of lectures and small group seminars, supported by comprehensive online material. Our lecturers are experts in their relevant subject areas, many having international reputations and current practical experience.
Comprehensive learning material can be accessed anytime, anywhere via our virtual learning environment. Most lectures are also available on MP3 and MP4 files.
- Setting Description:
- BPP Law School's reputation for excellence, built on our proven ability to offer students the skills they need to succeed in law, is why many students choose to study with us.
It's not by chance that over 25 of the leading law firms in the UK send their trainees only to BPP Law School for their legal education. BPP Law School is based in two centres in London, in the heart of legal London in Holborn and on the Southbank at Waterloo. BPP Law School also has centres in Birmingham, Bristol, Cambridge, Leeds, Liverpool, Newcastle, Manchester and Swindon.
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